Purpose and Need for Health Insurance

Health insurance is a critical component of financial planning, protecting individuals and families from the potentially devastating costs of medical care.

The Healthcare Cost Crisis

Healthcare costs in the United States continue to rise significantly:

YearAverage Annual Premium (Family)Average Deductible (Single)
2010$13,770$917
2015$17,545$1,318
2020$21,342$1,644
2024$25,572$1,735

The Risk of Being Uninsured

ScenarioPotential Cost
Emergency room visit$1,000 - $10,000+
Appendectomy$15,000 - $40,000
Heart attack treatment$50,000 - $200,000+
Cancer treatment (annual)$100,000 - $1,000,000+
Childbirth (uncomplicated)$10,000 - $30,000

Key Point: A single major medical event can lead to bankruptcy for uninsured individuals.

Types of Health Risk

Health insurance addresses multiple types of financial risk:

Medical Expense Risk

The risk of incurring medical expenses due to:

  • Illness or disease
  • Accidents and injuries
  • Preventive care and wellness
  • Chronic condition management
  • Prescription medications

Income Loss Risk

The risk of losing income due to:

  • Inability to work during illness
  • Recovery time after surgery
  • Long-term disability
  • Mental health conditions

The Insurance Solution

Health insurance transfers financial risk from the individual to the insurer through the pooling of risk:

ConceptDescription
Risk poolingLarge groups share the cost of healthcare
PremiumRegular payment for coverage
BenefitsPayments made by insurer for covered services
Cost-sharingPortion of costs paid by insured

How Risk Pooling Works

Example: 10,000 people pay $500/month = $60 million annual premium pool

- 9,500 have minimal claims ($20 million)
- 450 have moderate claims ($15 million)
- 50 have major claims ($25 million)

Total claims: $60 million (balanced by premiums)

Types of Healthcare Coverage

Medical Expense Insurance

Pays for costs of medical treatment:

Coverage TypeDescription
Hospital expenseRoom, board, nursing care
Surgical expenseSurgeon and operating room fees
Physician expenseDoctor visits and consultations
Major medicalComprehensive coverage with high limits
Comprehensive medicalCombines basic and major medical

Disability Income Insurance

Replaces income when unable to work:

FeatureDescription
Short-term disabilityCoverage for weeks to months
Long-term disabilityCoverage for years or until retirement
Benefit periodHow long benefits are paid
Elimination periodWaiting period before benefits begin

Supplemental Coverage

Fills gaps in primary health insurance:

TypePurpose
Dental insuranceCovers dental care expenses
Vision insuranceCovers eye exams and eyewear
Critical illnessLump sum payment upon diagnosis
Hospital indemnityFixed daily benefit during hospitalization
Accident insuranceBenefits for accidental injuries

Sources of Health Insurance

Employer-Sponsored Insurance

  • Most common source of coverage in the U.S.
  • Employer typically pays portion of premium
  • Group rates generally lower than individual
  • Subject to ERISA regulations
  • Continuation rights under COBRA

Individual Insurance

  • Purchased directly from insurer or marketplace
  • Individual underwriting may apply
  • ACA protections for essential health benefits
  • Premium tax credits may be available
  • Guaranteed issue during open enrollment

Government Programs

ProgramEligibility
MedicareAge 65+, disabled, ESRD
MedicaidLow-income individuals/families
CHIPChildren in families above Medicaid limits
TRICAREMilitary members and families
VA HealthcareVeterans

The Affordable Care Act (ACA)

The ACA (2010) significantly reformed health insurance:

Key ACA Provisions

ProvisionDescription
Guaranteed issueCannot be denied for pre-existing conditions
Community ratingLimited premium variation
Essential health benefits10 categories of required coverage
Preventive careRequired without cost-sharing
Dependent coverageChildren covered until age 26
Out-of-pocket maximumLimits annual cost-sharing

Essential Health Benefits (EHBs)

All ACA-compliant plans must cover:

  1. Ambulatory patient services
  2. Emergency services
  3. Hospitalization
  4. Maternity and newborn care
  5. Mental health and substance use disorder services
  6. Prescription drugs
  7. Rehabilitative services and devices
  8. Laboratory services
  9. Preventive and wellness services
  10. Pediatric services (including dental and vision)

Health Insurance Marketplace

The ACA created health insurance marketplaces (exchanges):

FeatureDescription
Open enrollmentAnnual period to enroll or change plans
Special enrollmentLife events allow mid-year changes
Metal tiersBronze, Silver, Gold, Platinum
Premium tax creditsSubsidies based on income
Cost-sharing reductionsLower deductibles/copays for qualifying individuals

Metal Tier System

TierActuarial ValueTypical Use Case
Bronze60%Low premiums, high cost-sharing; healthy individuals
Silver70%Moderate premiums; qualifies for CSR subsidies
Gold80%Higher premiums, lower cost-sharing
Platinum90%Highest premiums, lowest cost-sharing

Exam Tip: Actuarial value represents the percentage of average healthcare costs the plan pays. The rest is paid by the insured through cost-sharing.

Test Your Knowledge

What is the primary purpose of health insurance?

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Test Your Knowledge

Under the ACA, until what age must health insurance plans allow children to remain on their parents' policy?

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Test Your Knowledge

Which metal tier in the ACA marketplace has the highest actuarial value?

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D