Key Takeaways

  • All Salespersons must be sponsored by a Broker to practice
  • Brokers are responsible for supervising all sponsored licensees
  • Compensation can only be paid through the sponsoring Broker
  • When changing sponsors, licensees must notify the Department of Commerce within 10 days
  • Independent contractor status is common but does not reduce supervision requirements
Last updated: January 2026

Sponsorship & Employment

Understanding the Broker-Salesperson relationship is essential for Minnesota practice.

Sponsorship Requirement

Who Must Be Sponsored

License TypeSponsorship
SalespersonMUST have Broker sponsor
BrokerNo sponsor required

Sponsorship Responsibilities

Broker DutyDescription
SupervisionOversee all sponsored licensees
TrainingEnsure competency
ReviewCheck transactions
ComplianceEnsure law compliance
AdvertisingApprove all ads
Trust accountsMaintain trust funds

Changing Sponsors

Notification Requirements

ActionDeadline
Notify Department of CommerceWithin 10 days
Notify old sponsorImmediately
License statusInactive until new sponsor

Process

StepAction
1Resign from current sponsor
2Notify Department within 10 days
3Find new Broker sponsor
4New sponsor activates license

Compensation

Payment Rules

RuleDescription
Through sponsorAll compensation through Broker
No direct paymentCannot accept from clients directly
Referral feesOnly to/from licensees
Fee splittingOnly with Broker approval

Commission Disputes

If DisputeAction
Between licenseesBroker decides
Procuring causeDetermining factor
Civil actionCourt resolution

Independent Contractor vs. Employee

Common in Minnesota

StatusTax Treatment
Independent contractor1099, self-employed
EmployeeW-2, employer withholding

Regardless of Status

RequirementStill Applies
SupervisionMust be supervised
ComplianceMust follow rules
LiabilityBroker responsible

Branch Offices

RequirementDetails
Branch licenseRequired for each location
ManagerLicensed supervisor on-site
SupervisionSame requirements apply
SignProper identification

Termination

When Sponsorship Ends

SituationLicense Status
Voluntary terminationInactive
Sponsor revokedMust find new sponsor
Death of sponsorMust find new sponsor
Sponsor closesMust find new sponsor
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Minnesota Sponsorship Structure
Test Your Knowledge

When a Salesperson changes Broker sponsors in Minnesota, how soon must they notify the Department of Commerce?

A
B
C
D
Test Your Knowledge

Can a Minnesota Salesperson receive commission payments directly from a client?

A
B
C
D