Key Takeaways

  • The ACA requires all marketplace plans to cover 10 essential health benefits including hospitalization, prescription drugs, and preventive services
  • Open enrollment for 2026 coverage runs November 1, 2025 through January 15, 2026 in most states
  • Special Enrollment Periods (SEPs) allow enrollment outside open enrollment when qualifying life events occur—most provide 60 days to enroll
  • Premium Tax Credits are available for households with income between 100% and 400% of the Federal Poverty Level (FPL)
  • The ACA prohibits denying coverage or charging more based on pre-existing conditions (guaranteed issue)
Last updated: January 2026

Health Insurance Fundamentals

Health insurance is a critical component of financial planning, protecting clients from catastrophic medical expenses that can devastate even well-prepared families. The Affordable Care Act (ACA), enacted in 2010, transformed the individual health insurance market by establishing minimum coverage standards, creating Health Insurance Marketplaces, and providing subsidies to make coverage more affordable.

The Affordable Care Act Framework

The ACA established several foundational requirements that apply to all qualified health plans sold in the individual and small group markets:

Essential Health Benefits (EHB)

All ACA-compliant plans must cover 10 essential health benefit categories:

CategoryWhat's Covered
Ambulatory patient servicesOutpatient care without hospital admission
Emergency servicesER visits regardless of network status
HospitalizationInpatient care, surgery, overnight stays
Maternity and newborn carePrenatal, delivery, and postnatal care
Mental health and substance useBehavioral health, counseling, rehab
Prescription drugsAt least one drug per therapeutic category
Rehabilitative servicesPhysical therapy, occupational therapy
Laboratory servicesBlood tests, diagnostic imaging
Preventive and wellnessImmunizations, screenings, counseling
Pediatric servicesDental and vision for children under 19

Key Point: States can modify EHB benchmark plans. For 2026, Alaska, Washington, and DC have revised their EHB benchmark plans with new coverage requirements.

Consumer Protections

The ACA established critical protections that apply regardless of where you purchase coverage:

  • Guaranteed Issue — Insurers must accept all applicants regardless of health status
  • No Pre-existing Condition Exclusions — Cannot deny coverage or charge more based on health history
  • No Lifetime or Annual Limits — Plans cannot cap total benefits paid
  • Dependent Coverage to Age 26 — Children can remain on parents' plans regardless of student status, marriage, or financial dependence
  • Rating Restrictions — Premiums can only vary based on age (up to 3:1 ratio), tobacco use, family size, and geographic area

Open Enrollment and Special Enrollment Periods

Open Enrollment Period (OEP)

The Open Enrollment Period is the annual window when anyone can enroll in or change Marketplace health insurance plans without qualifying for a special enrollment period.

2026 Coverage Open Enrollment Dates:

DeadlineAction
November 1, 2025Open enrollment begins
December 15, 2025Last day to enroll for January 1, 2026 coverage
January 15, 2026Open enrollment ends in most states
January 31, 2026Extended deadline in California and some state-based marketplaces

Important Change for 2027: Starting in fall 2026, open enrollment will end December 15 in most states and cannot extend past December 31 in any state.

Special Enrollment Periods (SEPs)

Special Enrollment Periods allow enrollment outside of open enrollment when a qualifying life event (QLE) occurs. Most SEPs provide 60 days to enroll from the date of the qualifying event (90 days for Medicaid/CHIP loss in most states).

Common Qualifying Life Events:

CategoryExamples
Loss of CoverageJob loss, COBRA ending, aging off parent's plan at 26, divorce
Family ChangesMarriage, birth, adoption, death of covered family member
RelocationMoving to a new ZIP code or county with different plan options
Income ChangesIncome decrease making you newly eligible for subsidies
OtherGaining citizenship, release from incarceration, ICHRA/QSEHRA offer

2026 Changes to SEPs:

  • Stricter verification requirements—at least 75% of SEP enrollments will require documentation
  • The low-income SEP (for those at or below 150% FPL) was discontinued effective August 25, 2025
  • Some states (Illinois, Virginia, California) are adding pregnancy as a qualifying event

Premium Tax Credits and Subsidies

The ACA provides Premium Tax Credits (PTCs) to help eligible individuals and families afford Marketplace coverage. These subsidies reduce monthly premium costs based on household income.

Income Eligibility

Income Level (% of FPL)2025 (Enhanced Credits)2026 (Standard Credits)
100-150% FPL0% of income for benchmark plan2% of income for benchmark plan
150-200% FPL0-2% of income3-4% of income
200-300% FPL2-6% of income4-6.6% of income
300-400% FPL6-8.5% of income6.6-9.96% of income
Above 400% FPL8.5% cap appliesNo subsidies available

2026 Federal Poverty Level Thresholds (Approximate):

Household Size100% FPL400% FPL (Subsidy Cliff)
1 person~$15,650~$62,600
2 people~$21,150~$84,600
4 people~$32,150~$128,600

Critical Planning Point: The enhanced premium tax credits established during COVID are set to expire at the end of 2025. Without legislative extension, premiums for Marketplace coverage could increase an average of 114% in 2026, and approximately 4 million people may lose coverage.

Cost-Sharing Reductions (CSRs)

In addition to premium subsidies, individuals with household income between 100% and 250% of FPL may qualify for Cost-Sharing Reductions that lower out-of-pocket costs (deductibles, copays, coinsurance) on Silver-tier plans.

Marketplace Metal Tiers

ACA Marketplace plans are categorized into four metal tiers based on actuarial value—the percentage of average healthcare costs the plan pays:

TierActuarial ValuePremiumOut-of-Pocket CostsBest For
Bronze60%LowestHighestHealthy individuals, HSA-eligible
Silver70%ModerateModerateCSR-eligible individuals (100-250% FPL)
Gold80%HigherLowerFrequent healthcare users
Platinum90%HighestLowestHigh healthcare needs, predictable costs

Maximum Out-of-Pocket Limits (2025 vs. 2026):

Coverage Type20252026
Individual$9,200$9,450
Family$18,400$18,900

COBRA Continuation Coverage

COBRA (Consolidated Omnibus Budget Reconciliation Act) allows employees and dependents to continue group health coverage after certain qualifying events. Key provisions:

  • Applies to employers with 20 or more employees
  • Coverage available for 18 months (reduction in hours, termination)
  • Coverage available for 36 months (death, divorce, Medicare eligibility, loss of dependent status)
  • Up to 29 months if disabled under Social Security definition
  • Employer may charge 102% of premium (2% administrative fee)
  • 60-day election period from later of qualifying event or notice

On the CFP Exam

Expect questions testing:

  • Essential health benefit categories and consumer protections
  • Open enrollment vs. special enrollment period timing
  • Qualifying life events that trigger SEPs
  • Premium tax credit eligibility based on income
  • COBRA coverage periods for different qualifying events
  • Metal tier actuarial values and appropriate plan selection
Test Your Knowledge

Sarah lost her job on March 15 and wants to enroll in an ACA Marketplace plan. Which statement is TRUE about her enrollment options?

A
B
C
D
Test Your Knowledge

Which of the following is NOT one of the 10 essential health benefits required under the ACA?

A
B
C
D
Test Your Knowledge

A married couple with no children has a household income of $90,000. Based on 2026 subsidy rules (assuming enhanced credits expire), which statement is most accurate?

A
B
C
D