Securities

529 Plan

A 529 plan is a tax-advantaged savings plan designed to help families save for future education expenses, offering tax-free growth and withdrawals when used for qualified education costs.

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Exam Tip

529 = tax-free growth for education. Can change beneficiary. State tax benefits vary.

What is a 529 Plan?

A 529 plan is a tax-advantaged investment account designed to encourage saving for future education costs. Named after Section 529 of the Internal Revenue Code, these plans are sponsored by states and educational institutions.

Key Features

FeatureDescription
Tax TreatmentAfter-tax contributions, tax-free growth and withdrawals
Contribution LimitsHigh limits (often $300,000+ lifetime per beneficiary)
Qualified ExpensesTuition, room & board, books, computers, K-12 tuition (up to $10,000/year)
ControlAccount owner controls the funds, not the beneficiary

Types of 529 Plans

TypeDescription
Education Savings PlanInvestment account, can use at any eligible school
Prepaid Tuition PlanLock in current tuition rates at specific schools

Tax Benefits

  • Federal: No deduction for contributions, but earnings grow tax-free
  • State: Many states offer tax deductions or credits for contributions
  • Withdrawals: Tax-free when used for qualified education expenses

Flexibility

  • Change beneficiary to another family member
  • Use at any accredited school nationwide (savings plans)
  • Roll over to Roth IRA (up to $35,000 lifetime, after 15 years)
  • No income limits to contribute

Non-Qualified Withdrawals

If funds aren't used for education:

  • Earnings taxed as ordinary income
  • 10% penalty on earnings
  • Principal returned tax-free

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